-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHh6AVZaR0c4yRZKruVB7R7RoINNECiW4Wpfjf3Ck2TO3RzMIl29xYKeZ/HlqS/l 71xgxJWo+cruUKvs3gLI5g== 0000950005-04-000201.txt : 20040217 0000950005-04-000201.hdr.sgml : 20040216 20040217151456 ACCESSION NUMBER: 0000950005-04-000201 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: BRIAN NESMITH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BLUE COAT SYSTEMS INC CENTRAL INDEX KEY: 0001095600 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 911715963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57213 FILM NUMBER: 04607981 BUSINESS ADDRESS: STREET 1: 650 ALMANOR AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4082202200 MAIL ADDRESS: STREET 1: 650 ALMANOR AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: CACHEFLOW INC DATE OF NAME CHANGE: 19990923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NESMITH BRIAN M CENTRAL INDEX KEY: 0001134415 IRS NUMBER: 943218931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: MOHR, DAVIDOW VENTURES STREET 2: 2775 SAND HILL ROAD, SUITE 240 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508547236 MAIL ADDRESS: STREET 1: 650 ALMANOR AVE CITY: SUNNYVALE STATE: CA ZIP: 94086 SC 13G/A 1 p18172_sc13ga.txt AMENDMENT TO SCHEDULE 13G -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response......11 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Blue Coat Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 09534T508 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages CUSIP No. 09534T508 Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brian NeSmith - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 629,000 shares, of which 143,123 shares are held pursuant to options exercisable within 60 days of December 31, 2003, and 482,877 shares are held by the Brian M. and Nancy J. NeSmith Family Trust -------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 629,000 shares, of which 143,123 shares are held WITH pursuant to options exercisable within 60 days of December 31, 2003, and 482,877 shares are held by the Brian M. and Nancy J. NeSmith Family Trust -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 626,000 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0 % - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 09534T508 Page 3 of 6 Pages This Amendment No. 1 amends the previously filed statement on Schedule 13G filed by Brian NeSmith (the "Reporting Person"). Only those items as to which there has been a change are included in this Amendment No. 1. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Row 9. (b) Percent of Class: See Row 11. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5. (ii) Shared power to vote or to direct the vote: See Row 6. (iii) Sole power to dispose or to direct the disposition of: See Row 7. (iv) Shared power to dispose or to direct the disposition of: See Row 8. CUSIP No. 09534T508 Page 4 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 17, 2004 BRIAN NESMITH By: /s/ Lynn Christopher ----------------------------- Lynn Christopher, Attorney-in-fact CUSIP No. 09534T508 Page 5 of 6 Pages EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Power of Attorney 6 CUSIP No. 09534T508 Page 6 of 6 Pages Exhibit A LIMITED POWER OF ATTORNEY SECURITIES LAW COMPLIANCE As an executive officer, director or 10% shareholder of Blue Coat Systems, Inc. (the "Company"), I hereby constitute and appoint Robert Verheecke and Lynn Christopher, and each of them, my true and lawful attorney-in-fact and agent to: (1) complete and execute such Forms 3, 4 and 5 as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Act of 1934 and the rules thereunder, as a consequence of my ownership, acquisition, or disposition of securities of the Company; (2) do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company, and such other person or agency as such attorney-in-fact shall deem appropriate; and (3) take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to me, legally required by me, or in my best interest. I acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attoney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the attorneys-in-fact. /s/ Brian M. NeSmith --------------------------------- (Signature) Brian M. NeSmith --------------------------------- (Type or Print Name) 1/6/2002 --------------------------------- Date -----END PRIVACY-ENHANCED MESSAGE-----